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Submission
from ALGAO:England
Leila Brosnan
Architecture and Historic Environment Division
Department for Culture, Media and Sport
2-4 Cockspur Street
London SW1Y 5DH
Dear Leila,
DRAFT HERITAGE
PROTECTION BILL. COMMENTS FROM THE ASSOCIATION OF LOCAL GOVERNMENT
ARCHAEOLOGICAL OFFICERS FOR ENGLAND (ALGAO:ENGLAND)
The Role
of ALGAO:England
The Association of Local Government Archaeological Officers for
England (ALGAO:England) is the national body representing local
government archaeology services at County, District, Metropolitan,
Unitary and National Park level in England. ALGAO:England co-ordinates
the views of its member authorities (93 in total) and presents them
to government and to other national organisations.
The range of
interests of our members embraces all aspects of the historic environment
including archaeology, buildings and the historic landscape. Of
particular relevance to the draft Heritage Bill, ALGAO:England members
are responsible for the management of all Historic Environment Records
(HERs) and for the management of the 95% of the archaeological heritage
which is not designated.
General
Comment
ALGAO:England welcomes and supports the draft Heritage Bill and
its proposals to unify the system of heritage designations and consents
and to make the system more open and accountable. The evidence presented
here relates to key issues of principle and policy which we wish
to draw to the Committee's attention in order to strengthen the
implementation and benefits of the reforms
The
draft Bill proposes the bringing together of currently separate
protection regimes for a wide range of different heritage sites,
structures and spaces. We welcome the opportunity this presents
to simplify legislation and we note that government has stated that,
in the course of these changes, there will be no weakening of the
protection offered to any of these elements of the historic environment.
However, given the wide range of types of heritage assets covered
by the new legislation, and the merging of separate pieces of legislation
embodying very different concepts, we consider that there are some
important issues which need to be addressed before the draft Bill
proceeds.
2 Heritage
structures. Under the present ancient monuments legislation
it is not possible to schedule sites that contain palaeo-environmental
information. We understood that protection would be extended to
cover these types of sites: will they be covered by paragraph 2g
of the draft bill or by any other part of the definition in paragraph
2 (2).
4 Special
interest. 'Special archaeological interest' is a new concept
in legislation, and a significantly different definition from those
currently in use. We are concerned to ensure that this is an appropriate
term, and that the definition will be clear and robust. We feel
that consultation and debate within the sector will be essential
to achieve these objectives. We accept that 'interest' has been
used successfully in current legislation as a basis for the designation
of historic buildings, but feel that the terms 'significance' or
'importance' are more appropriate for archaeological sites and deposits.
In compiling
the criteria against which special archaeological interest is defined
we recommend that consideration is given to building on the non-statutory
criteria for scheduling published in PPG16.
21-22 Request
for inclusion in the register. Where a request is made to English
Heritage for the inclusion of a structure or open space in the register
no timetable is specified for response. In order that a timely response
is provided it is suggested that these sections of the draft legislation
should specify a time within which a response must be received.
39-43 Certificate
of no intention to register. Where a request is made to English
Heritage for a certificate of no intention to register this is likely
to precede a planning application to be considered by the local
authority in which archaeology or another historic environment issue
will need to be considered. It is requested that consideration is
given to the practical application of this process in two respects:
- That there
is consultation with the local authority in order that their subsequent
consideration of the archaeological issues is not pre-judged
- That there
is a clear requirement that adequate information is provided to
English Heritage in order that they are able to determine whether
there is a registrable structure or other asset present. This
is likely to require detailed on-site evaluation before a certificate
can be issued.
46-77 Maritime
heritage assets.
i) The marine section of the draft Bill seeks to reform designation
of heritage assets in the marine environment. This will involve
the repeal of the Protection of Wrecks Act 1973. The proposed system
represents a simplification of the current process and aims for
transparency, as such it should be welcomed. We note that the Secretary
of State has retained the responsibility to designate Marine Heritage
Sites and support this given the range of as yet unresolved issues
in the marine environment (see iii below).
ii) There are
a number of positive outcomes to this reform most noticeably:
- The extension
of the legislation to allow the designation of all types of marine
historic assets. For the first time this will allow for the protection
of submerged archaeological sites, structures and concentrations
of finds.
- The requirement
for HERs to included Registered Marine Heritage Sites.
iii) There
are however a greater number of missed opportunities:-
- The relationship
between Marine Heritage Protection and Salvage has not been resolved.
- The relationship
between Marine Heritage Protection and the Protection of Military
Remains has not been resolved.
- The role
of Local Authorities in the marine environment has not been adequately
considered or discussed. This is in marked contrast to the situation
in Scotland where this situation is being actively examined through
Historic Scotland's 'Scottish Historic Environment Policy: the
Marine Historic Environment' consultation process.
- The role
of coastal HERs has not been adequately addressed.
iv) The Bill
does seem to be creating two areas of uncertainty:
- Intertidal
structures should in the first instance be registered as Marine
Heritage Sites unless already registered as a Heritage Structure.
However should an intertidal structure not be registered as a
Marine Heritage Site then it can be registered as a terrestrial
Heritage Structure. This is sensible and probably the most appropriate
treatment for items such as piers. The confusion arises in the
'Explanatory Notes' which suggest that even if it has been granted
a 'Certificate of no intention to register' as a Marine Heritage
Site, it can still be registered as a terrestrial Heritage Structure.
This would seem to provide opportunities for conflict and uncertainty
and if such certificates are to be feasible their working in relation
to each other should be made clearer.
- While HERs
are not being required to document the marine historic environment
the terms of the draft Bill suggest that registered Marine Heritage
Sites must be included on the HER as well as the other types of
registered sites. The guidance for HERs would suggest that this
should include details of their investigation as well. In order
to achieve this Local Authority boundaries will have to be defined
for English national waters in order to allocate registered sites
to the appropriate local authority and some re-structuring of
HERs may be necessary to deal with the data.
83 Publicity
by local planning authorities. This section of the draft Bill
appears to place responsibility for notification of owners of the
registration of an asset on the local authority. This places an
inappropriate burden on local authorities especially since English
Heritage will have been in contact with the owners during registration
and will therefore be in possession of ownership details. The double-handling
of data also increases the potential for errors and could be confusing
for the owner/occupier.
86 Heritage
Asset Consent. Under the 1979 Ancient Monuments and Archaeological
Areas Act consent is required for 'any works'. This reflects the
fact that minor works outside the scope of the planning system,
for example tree planting, can have a very damaging impact on archaeological
sites, and is a clear statement of the scope of the Ancient Monuments
legislation. Under section 86 of the Draft Bill consent will be
required for works that affect the special interest of the registered
heritage structure. In these circumstances who will determine whether
works require consent? Will statutory guidance be published on this
matter?
No grounds
for the potential refusal of Heritage Asset Consent are specified.
We suggest that there should be a presumption against causing damage
or harm to a registered structure, and a provision to refuse applications
which are inadequately documented i.e. those for which there is
insufficient information provided by the applicant to allow the
impact of the proposal to be determined. This principal and process
is already well established in the treatment of archaeological remains
in the planning system, consistent with PPG16.
Consideration
should be given to allowing local planning authorities to recover
the costs of processing HAC by charging a fee for processing applications.
89 Offences.
While ignorance of the protected status of an archaeological site
is currently a defence under the ancient monuments legislation the
equivalent is not a defence under the Listed Buildings legislation.
Extending the defence of ignorance in this way appears to be a weakening
of the protection provided to buildings, and, in any event, such
a defence is generally not acceptable in English law. It weakens
the protection currently provided to Scheduled Monuments under the
ancient monuments legislation and we would request that this defence
is removed from the Draft Bill.
91 Penalties.
The penalties as set out appear too slight to work effectively as
a deterrent.
93 Class
consents. The present Class Consents Order permits the continuing
cultivation of Scheduled Monuments, a process that cumulatively
destroys the monument itself. The White Paper preceding this Draft
Bill indicated that this practice would no longer be permitted.
We would therefore request that a class consent for cultivation
(and other works included in the current Class Consent no 1) is
not included in any class consents order that may be published under
new legislation.
106 Grant
or refusal of consent. 4 (a) At present there is a presumption
in favour of the preservation of nationally important archaeological
remains and their settings, whether scheduled or not (expressed
in PPG16). This is an important protection against damaging development.
The draft legislation proposes that local planning authorities 'must
have special regard to the desirability of preserving the heritage
structure
' etc. It will be important to define clearly the terms
used here in order to maintain current levels of protection.
4 (b) We welcome
the reference here to the need for local planning authorities to
have regard to relevant information in the HER, thus ensuring that
appropriate information is available before a decision is made on
an application.
Expert Advice
to Local Planning Authorities. 5 (a) We also welcome the reference
here to the need for the local planning authority to take expert
advice. We would however strongly suggest that the nature of the
expert advice is more clearly defined in the Bill or relevant statutory
guidance to ensure that it is from appropriately qualified or accredited
professionals within or otherwise advising the local planning authority.
110 Conditions.
The current list of conditions in the draft bill does not contain
the most frequently used condition relating to archaeology set out
in DoE Planning Circular 11/95 (Condition 55). This condition is
used to ensure that appropriate archaeological recording is commissioned
by applicants for consent in order to mitigate the impact of the
proposed development or other works on the archaeological remains
present before the development proceeds. The wording of this condition
is legally sound, can be applied to all aspects of the historic
environment and is the most effective way of securing mitigation.
We strongly recommend that this condition is included in the examples
listed in section 110 of the draft Bill.
115 Review
of decisions by the local planning authority. We question the
appropriateness of this provision for the review of an officer decision
by members ie without specialist advice. 144 Purchase notice. This
provision may act as a significant disincentive for the refusal
of HAC, especially in the case of archaeological monuments, the
majority of which are not capable of beneficial use.
161 Metal
detecting. We are not clear why consent for metal detecting
- as opposed to all other consents - is reserved for English Heritage.
We would like to know why such consents could not be determined
by local planning authorities, who would be advised by appropriately
qualified archaeologists.
210-14 Historic
Environment Records. We are very pleased to see the new duties
for local authorities in respect of Historic Environment Records
set out in the draft Bill and fully support these provisions.
We suggest
however that the provision relating to the supply of 'all or any
part' of the record to third parties (section 213 1 (b) ) is inappropriate
and unnecessary given the extensive range of digital and hard-copy
information that HERs comprise (a typical HER would have in the
region of 20, 000+ records, 2000 photographs and many thousands
of reports, site files and other paper records). It would therefore
place an inappropriate burden on local authorities, perhaps leading
to a proliferation of record systems.
215 Special
Local Interest. The procedures for designating sites of Special
Local Interest and recording them on HERs, outlined in Explanatory
Notes paragraphs 257-8, appears to be unnecessarily cumbersome.
We believe that more effective arrangements for designating sites
of Special Local Interest and recording them on HERs should be provided
in separate Guidance from DCMS on sites of Special Local Interest.
Draft Statutory
Guidance on Historic Environment Records
We warmly welcome and support the Guidance and look forward to it
passing into law. We also look forward to engaging with DCMS, English
Heritage and the historic environment sector to implement the Guidance.
This will include the production of a range of non-statutory guidance.
ALGAO:England would like to discuss the framework and the timetable
for implementation with DCMS and English Heritage as soon as practicable.
We also offer
the following comments on the Guidance:
20. Intranet.
We question the appropriateness of this paragraph. In particular,
the definition of 'HER content' needs to be defined. HER 'monument'
data should be available to all local authority staff via the internet
such as on the Heritage Gateway. Relevant professional staff, such
as planners, building control officers, highways engineers and education
specialists would also benefit from access to some of the other
data contained within HERs. However, many of these people are not
within the county councils or national parks where HERs are based
and therefore would not benefit from access via intranets, which
usually do not allow access between local authorities. Whilst we
support the principle of open access to HER data to all local authority
staff, ALGAO:England would wish to see access to the complex range
of electronic and hard-copy information contained within HERs governed
by the evidence from user-needs surveys. Open access to all electronic
data on HERs is also not practical as some is restricted by Data
Protection legislation.
28. point
3, and clause 210 (2) (c) of the draft Bill. We suggest that
'archaeological interest' is replaced with 'historic environment
interest'. Whilst we recognise that most of the non designated data
within HERs is of archaeologist interest only, it is important to
also recognise that a significant proportion of HER data does relates
to historic landscapes and historic buildings. ALGAO:England also
feels that it would be within the spirit and thrust of the Guidance
and the draft Heritage Bill for them to recommend that HERs record
the much broader range of information that the term 'historic environment'
represents.
Other
issues
The Setting
of Designated Assets. Under current legislation and policy guidance
the setting of a monument is not clearly defined. There needs to
be a clear and robust definition of the term in order to prevent
the environs of monuments from being destroyed by inappropriate,
adjacent development. We look forward, as soon as is practicable,
to the publication of draft guidance on setting.
Resource
implications for ALGAO:England Member Authorities and English Heritage
Section 4:
Changes to the Consent Regime
Paragraph 36 estimates that the devolution of Scheduled Monument
Consent to local planning authorities will cost an additional £400,000.
Whilst we do not challenge this figure, ALGAO would like more information
on the regional and local impact of these changes and the role that
English Heritage will continue to have in providing advice. We also
consider that other aspects of the management of Scheduled Monuments
will have a resource impact on local authorities and would like
more information on how this will be dealt with (see above, management
of heritage structures).
Section 6:
Changes to Historic Environment Records management
Paragraph 44 suggests that the costs will be £240,000 in the 1st
year post implementation, rising to £565,000in the 3rd year. We
feel that the costs may be higher than this and would like to see
more information on how this will be spent, especially in the context
of the recently published Draft Guidance on HERs. We also consider
that there will need to be additional resources for HERs before
implementation of the Heritage Bill in 2010 in order that all HERs
are able meet the requirements of the Draft Statutory Guidance on
HERs. Given the tight timescale of the legislation, ALGAO would
like to work with DCMS and English Heritage to identify the need
and level of these additional resources as soon as possible.
We also would
like assurance that English Heritage have sufficient resources to
implement the Bill, and also undertake the necessary preparatory
work before the Bill becomes law.
New Planning
Policy Statement for the Historic Environment
ALGAO:England strongly supports the provisions in the draft Heritage
Bill that moves the management of the historic environment closer
to the heart of the planning system. However, in order that the
protection of the historic environment under the new heritage protection
system continues to be a key material consideration in planning
policy, we consider it essential that the current PPGs 15 and 16
are replaced by new secondary legislation and guidance including
a Planning Policy Statement for the Historic Environment. In particular,
PPG 16: Archaeology and Planning, is now 18 years old and will need
to be replaced once the provisions of the draft Bill become law.
We also consider
that the successful reform of PPG 16 will require the active engagement
of ALGAO:England. This is because ALGAO:England members are currently
responsible for the protection of the archaeological heritage via
the planning system. Much of the relevant knowledge and understanding
of the planning system with respect to archaeology therefore resides
with ALGAO:England members and their teams and the untilisation
of this expertise will be essential to ensure that the key protection
that PPG 16 provides for the archaeological heritage is not reduced.
Finally, we
would like more information (either in the Bill or associated planning
guidance) on the relationship between the proposed Heritage Assets
Consent and planning consents. Many development proposals which
will require HAC will also require planning permission and the relationship
between the two processes is therefore of importance. This is especially
the case with respect to archaeological designations, where Scheduled
Monument Consent currently takes precedence over planning consent.
Will this continue to be the case with HAC and planning permission
?
Yours sincerely
Dr Stewart Bryant Vice Chair, ALGAO:England
Consultations
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ALGAO:England
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